linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gerhard Roy Axen

Ausdal Financial Partners, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gerhard? Claim Your Profile

About Gerhard Roy Axen

Gerhard Axen has been a registered representative for over 37 years. Gerhard has a Series 6 and Series 63 license and is a Chartered Financial Consultant. Gerhard is currently registered with Ausdal Financial Partners, Inc. and previously was registered with Waterstone Financial Group, Inc. and Allmerica Investments, Inc. Gerhard currently has over 20 active registrations. Gerhard offers financial planning and portfolio management services. Gerhard also has experience in insurance sales.

Firm Information

Gerhard Axen is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Revenue sharing

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gerhard Axen’s Registration & Firm History

IL

01/02/2013 - Present

Ausdal Financial Partners, Inc. (BATAVIA IL)

IL

04/08/1996 - 06/18/2008

WATERSTONE FINANCIAL GROUP, INC. (ST. CHARLES IL)

MA

02/13/1986 - 04/10/1996

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

NA

10/14/1985 - 12/20/1985

PRUCO SECURITIES CORPORATION

Not sure if Gerhard Roy Axen is right for you?

Licenses & Designations

BC

Issued 04/01/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerhard Roy Axen.
Not sure if Gerhard Roy Axen is right for you?