Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerhard? Claim Your ProfileGerhard Fox is a financial professional with over 14 years of experience in the securities industry. Gerhard is currently registered with Eagle Point Securities LLC and Sextant Securities, LLC. Gerhard has held prior positions at SPC Capital Markets LLC, Outcome Capital, LLC, Ashford Securities LLC, ICR Capital LLC, Impactus Marketplace LLC, SDDCO Brokerage Advisors LLC, and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
12/22/2023 - Present
Eagle Point Securities LLC (GREENWICH CT)
DC
08/01/2018 - 03/28/2024
AFL-CIO ITC FINANCIAL, LLC (WASHINGTON DC)
CT
01/23/2020 - 08/03/2023
SPC CAPITAL MARKETS LLC (Greenwich CT)
MA
10/05/2021 - 12/02/2022
OUTCOME CAPITAL, LLC (BOSTON MA)
TX
02/19/2020 - 05/04/2021
ASHFORD SECURITIES LLC (DALLAS TX)
CT
04/04/2017 - 08/01/2019
ICR CAPITAL LLC (NORWALK CT)
DC
04/28/2017 - 12/26/2017
IMPACTUS MARKETPLACE LLC (Washington DC)
NY
04/21/2016 - 04/04/2017
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
RI
01/15/1997 - 09/10/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 06/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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