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Gerhard Philip Schneider

Osaic Institutions, Inc.

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About Gerhard Philip Schneider

Gerhard Schneider is an investment advisor representative with Osaic Institutions, Inc. Gerhard has over 27 years of experience in the financial services industry. Gerhard is registered with the following states: Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Gerhard has passed the Series 7, Series 63, Series 65, Series 79TO, and SIE exams. Gerhard's firm specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals.

Firm Information

Gerhard Schneider is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gerhard Schneider’s Registration & Firm History

NY

01/02/2020 - Present

Osaic Institutions, Inc. (NEW YORK NY)

NY

10/07/2010 - 12/31/2019

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

03/06/2009 - 10/05/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

01/10/2005 - 03/27/2009

MAXIM GROUP LLC (NEW YORK NY)

NY

01/02/2002 - 01/13/2005

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

04/21/1999 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

09/08/1997 - 05/11/1999

BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)

NY

05/25/1995 - 09/11/1997

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/16/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gerhard Philip Schneider. Review regulatory record here.
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