Unclaimed
Gerardo Prieto-moreno is a financial professional with experience in the securities industry. Gerardo is currently registered with Santander US Capital Markets LLC. Gerardo has previously held a position with Santander Investment Securities Inc. Gerardo holds the following FINRA securities licenses: Series 27, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/26/2022 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 09/26/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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