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Gerardo Prieto-moreno

Santander US Capital Markets LLC

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About Gerardo Prieto-moreno

Gerardo Prieto-moreno is a financial professional with experience in the securities industry. Gerardo is currently registered with Santander US Capital Markets LLC. Gerardo has previously held a position with Santander Investment Securities Inc. Gerardo holds the following FINRA securities licenses: Series 27, Series 99TO and SIE.

Firm Information

Gerardo Prieto-moreno is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerardo Prieto-moreno’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

09/26/2022 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2022

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gerardo Prieto-moreno.
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