Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerardo? Claim Your ProfileGerardo Pena magana is an investment advisor representative with Oppenheimer & Co. Inc. Gerardo has over 23 years of experience in the financial services industry. Gerardo has held previous roles at UBS Financial Services Inc., Morgan Stanley, and BBVA Investments Inc. Gerardo holds a Series 7, Series 63, and Series 65 license and is registered in California, Florida, New York, and Texas. Gerardo also has an active FINRA registration. Gerardo specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Gerardo provides financial planning services and has experience in pension consulting and selection of other advisors. Gerardo is also a partner and board member for ERAT North America LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
12/02/2023 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
09/29/2017 - 12/15/2023
MORGAN STANLEY (Houston TX)
TX
01/01/2010 - 10/10/2017
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
11/14/2008 - 01/01/2010
UBS INTERNATIONAL INC. (HOUSTON TX)
TX
10/23/2000 - 11/14/2008
BBVA INVESTMENTS INC. (HOUSTON TX)
IA
Issued 01/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gerardo Pena magana is the right advisor for you? Invested Better is here to help.
