Unclaimed
Gerardo Mendoza is a financial advisor who has been active in the industry since 2012. Gerardo is currently employed at Pruco Securities, LLC. Gerardo has held previous positions with BBVA Securities Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp. Gerardo holds Series 6, 7 and 63 licenses and the SIE exam. Gerardo specializes in serving high-net-worth individuals, corporations, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
AZ
12/17/2018 - Present
Pruco Securities, LLC (Phoenix AZ)
AZ
05/27/2016 - 12/26/2018
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
10/01/2012 - 04/28/2016
J.P. MORGAN SECURITIES LLC (FOUNTAIN HILLS AZ)
AZ
07/24/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CAREFREE AZ)
BC
Issued 07/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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