Unclaimed
Gerardo Garcia is a registered representative with PFS Investments Inc. Gerardo has been in the financial industry since 2016 and is licensed to sell securities in Arizona and California. Gerardo holds the Series 6 and SIE licenses and has been registered with FINRA since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
11/22/2016 - Present
PFS Investments Inc. (NEWARK CA)
BC
Issued 12/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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