Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerardo? Claim Your ProfileGerardo Flores is a registered investment advisor representative with B. Riley Wealth Advisors, Inc. He is based in Poughkeepsie, New York and has been in the industry since June 2023. Gerardo has a Series 63, Series 65, and Series 7 licenses. He also holds the SIE certification. Gerardo specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Gerardo has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2024 - Present
B. Riley Wealth Advisors, Inc. (Poughkeepsie NY)
IA
Issued 05/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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