Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard William Diem is a registered representative with Kovack Securities Inc., located in Bel Air, MD. Gerard has been in the securities industry since 1996. His career has included roles at MetLife Securities Inc. and AXA Advisors, LLC. Gerard holds the Series 6 and SIE licenses. He is currently registered with the state securities regulators of Florida, Maryland, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/11/2011 - Present
Kovack Securities Inc. (Bel Air MD)
MD
05/11/2006 - 01/06/2011
METLIFE SECURITIES INC. (BALTIMORE MD)
MD
05/11/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HUNT VALLEY MD)
NY
06/01/2005 - 05/09/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/11/1996 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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