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Gerard Stephen Diaz

TLG Advisors, Inc.

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About Gerard Stephen Diaz

Gerard Stephen Diaz is a registered representative and investment advisor representative with TLG Advisors, Inc. based in Littleton, CO. Gerard has been in the financial services industry since 2019. Gerard is licensed in the state of Nevada. Gerard is also licensed to conduct securities business in Arizona, California, Iowa, Utah, and Nevada. Gerard has a strong background in financial services and is committed to providing clients with personalized financial advice. Gerard is also associated with Framework in Los Angeles, CA.

Firm Information

Gerard Diaz is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gerard Diaz’s Registration & Firm History

CO

10/31/2024 - Present

TLG Advisors, Inc. (LITTLETON CO)

NV

03/12/2020 - 01/26/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Las Vegas NV)

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Licenses & Designations

BOTH

Issued 05/27/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gerard Stephen Diaz.
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