Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Robert Betts has been in the securities industry for over 38 years and is currently registered with Western International Securities, Inc. Gerard has experience in a variety of roles and has held positions at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., and Morgan Stanley & Co., Incorporated. Gerard is a Series 66, 63, 24, 57TO, 55, and 7 licensed representative and is active in the following states: California, Colorado, Florida, New York, Pennsylvania, and Texas. Gerard holds life and health insurance licenses and is also a trustee for Knecht Trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/19/2018 - Present
Western International Securities, Inc. (Massapequa NY)
NY
08/17/2012 - 12/31/2018
NORTHEAST SECURITIES, LLC (MITCHEL FIELD NY)
NY
10/10/2006 - 07/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
01/17/2006 - 09/18/2006
JONESTRADING (NEW YORK NY)
NY
08/19/1992 - 12/14/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/20/1991 - 02/18/1993
EXECUTION SERVICES INCORPORATED (NEW YORK NY)
NY
02/25/1991 - 07/25/1991
DUNLEVY & CO., INCORPORATED (NEW YORK NY)
NA
08/02/1989 - 08/28/1990
MABON, NUGENT & CO.
NY
04/18/1984 - 08/07/1989
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 04/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gerard Betts is the right advisor for you? Invested Better is here to help.
