Unclaimed
Gerard Richard Farrell is an Investment Advisor Representative at Ernst & Young Investment Advisers LLP. Gerard holds a Series 63, Series 65, and Series 6 licenses. Gerard has been in the industry since September 2015. Gerard's previous experience includes a role at Pruco Securities, LLC. Gerard's professional experience includes roles at Prudential and Bed Bath & Beyond.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NJ
05/02/2018 - Present
Ernst & Young Investment Advisers LLP (SECAUCUS NJ)
NJ
09/18/2015 - 01/05/2018
PRUCO SECURITIES, LLC. (WARREN NJ)
IA
Issued 11/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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