Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Sweeney is a financial advisor with over 25 years of experience in the industry. Gerard currently works at Goldman Sachs & Co. LLC, where they have been employed since 2007. Previously, Gerard has worked at LAZARD CAPITAL MARKETS LLC, FULCRUM GLOBAL PARTNERS LLC, FIRST ALBANY CORPORATION, PRUCO SECURITIES CORPORATION, and PRUDENTIAL SECURITIES INCORPORATED. Gerard has a wide range of experience and expertise in the financial services industry and holds a variety of licenses and certifications, including Series 7, Series 10, Series 24, Series 55, Series 57TO, and SIE. Gerard is dedicated to providing their clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
06/26/2007 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
06/06/2006 - 06/12/2007
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/30/2001 - 01/03/2006
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
01/24/1997 - 05/03/2001
FIRST ALBANY CORPORATION (NEW YORK NY)
NJ
08/20/1996 - 01/17/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
09/07/1994 - 08/07/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gerard Sweeney is the right advisor for you? Invested Better is here to help.
