Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Nolan is a financial professional with over 30 years of experience in the industry. Gerard is currently registered with Oppenheimer & Co. Inc., where they have been employed since July 27, 2022. Before joining Oppenheimer, Gerard was with SRT Securities LLC in Birmingham, Michigan. Gerard holds several industry certifications including the Series 7, 63, 4 and SIE exams. Gerard specializes in working with individual investors and has experience working with businesses, high-net-worth individuals, retirement plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/27/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MI
09/13/2021 - 07/26/2022
SRT SECURITIES LLC (BIRMINGHAM MI)
IL
06/20/2019 - 11/16/2020
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
NY
01/24/2018 - 05/20/2019
JP DERIVATIVES, LLC (NEW YORK NY)
NY
06/10/2016 - 02/26/2018
REVERE SECURITIES LLC (NEW YORK NY)
NJ
11/06/2012 - 06/08/2016
THE VERTICAL GROUP (RED BANK NJ)
NY
01/05/2012 - 10/16/2012
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
02/02/2010 - 01/05/2012
WALL STREET ACCESS (NEW YORK NY)
NY
12/06/2007 - 02/05/2010
FBN SECURITIES, INC. (NEW YORK NY)
NA
11/06/2006 - 11/14/2007
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
05/16/2002 - 09/18/2006
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
06/18/2001 - 04/23/2002
INTER-DEALER BROKER LLC (NEW YORK NY)
NJ
04/20/2000 - 06/27/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
07/16/1999 - 11/04/1999
PRINCETON FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/17/1990 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/23/1988 - 07/13/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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