Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Lee Hammerschmidt is a financial professional with over 25 years of experience in the securities industry. Gerard has a broad range of experience in the financial markets, including experience as a registered representative, a principal, and a trader. Gerard is currently registered with Needham & Company, LLC. Previously, Gerard worked at MIZUHO SECURITIES USA LLC, MACRO RISK ADVISORS LLC, SG AMERICAS SECURITIES, LLC, BARCLAYS CAPITAL INC., BNP PARIBAS SECURITIES CORP., MORGAN STANLEY & CO., INCORPORATED, LEHMAN BROTHERS INC., and BLINDER, ROBINSON & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
07/08/2024 - Present
Needham & Company, LLC (NEW YORK NY)
NY
10/05/2020 - 04/29/2024
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
11/25/2015 - 09/02/2020
MACRO RISK ADVISORS LLC (RYE NY)
NY
05/13/2014 - 10/20/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
01/11/2006 - 02/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/27/2005 - 09/30/2005
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
12/20/1999 - 04/28/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
07/12/1990 - 04/02/1991
LEHMAN BROTHERS INC.
NA
12/22/1987 - 05/09/1990
BLINDER, ROBINSON & CO., INC.
BC
Issued 01/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2004
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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