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Gerard Kane

Jefferies LLC

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About Gerard Kane

Gerard Kane is a securities professional with over 8 years of experience in the industry. Gerard is currently registered with Jefferies LLC, a firm that is not in scope for Investment Advisor regulation. Gerard has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Gerard Kane is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerard Kane’s Registration & Firm History

NY

04/24/2014 - Present

Jefferies LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerard Kane.
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