Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Roncinske is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Frisco, Texas. Gerard has been in the industry since 1997 and holds both Series 7 and 63 licenses as well as the SIE exam certification. Previous employment history includes working with BANC of America Investment Services, INC., MORGAN STANLEY DW INC., TRUSTED SECURITIES ADVISORS CORP., and NATHAN & LEWIS SECURITIES, INC. Gerard is a licensed advisor in 32 states including Texas, California, New York, and Florida. Gerard is registered with FINRA as a Registered Representative and is also registered as an Investment Advisor Representative in Texas. Gerard’s services include investment advisory services, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
01/22/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
NY
10/14/1999 - 01/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/17/1999 - 10/01/1999
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NY
04/24/1997 - 09/14/1999
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 03/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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