Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Joseph Rosales is a financial advisor with Truist Securities, Inc. Gerard has been in the financial services industry since 2003. Gerard is registered with FINRA and holds the Series 7, Series 79 and Series 63 licenses, as well as the SIE designation. Gerard is registered to conduct securities business in all 50 states, the District of Columbia, and Puerto Rico. Gerard has worked at Truist Securities, Inc. since February 26, 2008, and previously worked at BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/26/2008 - Present
Truist Securities, Inc. (ATLANTA GA)
CA
07/20/2007 - 11/28/2007
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
NY
02/28/1997 - 05/04/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 08/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Gerard Rosales is the right advisor for you? Invested Better is here to help.
