Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Joseph Pepe is a financial professional with over 40 years of experience in the securities industry. Gerard is currently registered with Intercoastal Capital Markets, Inc. Prior to joining Intercoastal Capital Markets, Inc., Gerard was associated with VFINANCE INVESTMENTS, INC. and Sterling Financial Investment Group, Inc. Gerard is a licensed Series 7, Series 24, Series 52, Series 53 and Series 63. Gerard is also a registered representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/05/2016 - Present
Intercoastal Capital Markets, Inc. (BOCA RATON FL)
FL
02/27/2006 - 01/04/2016
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
08/16/2004 - 05/03/2006
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
08/30/2002 - 08/20/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
MI
09/24/2001 - 06/19/2002
MULTI-BANK SECURITIES, INC. (SOUTHFIELD MI)
MI
02/18/1998 - 11/16/1999
OROSEY & PEPE CAPITAL MARKETS, INC. (ROCHESTER MI)
FL
03/27/1995 - 11/26/1997
LOP CAPITAL MARKETS, INC. (BOCA RATON FL)
FL
05/19/1988 - 04/11/1997
LEHWALD, OROSEY & PEPE INCORPORATED (BOCA RATON FL)
NA
01/04/1988 - 05/11/1988
FIRST STATE INVESTMENTS, INC.
NA
04/29/1985 - 01/20/1988
FIRST INVESTMENT SECURITIES, INC.
NA
01/31/1985 - 04/16/1985
COLLINS SECURITIES CORPORATION
NA
07/23/1984 - 02/04/1985
LASATER & COMPANY
NA
03/26/1982 - 06/20/1984
MARCUS, STOWELL & BEYE, INC.
NA
03/23/1981 - 03/21/1982
SHEARSON LOEB RHOADES INC.
NA
06/30/1978 - 01/14/1981
DONALD SHELDON & CO., INC.
NA
06/30/1978 - 03/29/1980
UMIC, INC.
BC
Issued 08/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1978
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/21/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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