Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Nicosia is a financial advisor with Cetera Investment Advisers LLC in Hauppauge, NY. Gerard has been a registered representative for 20 years and has experience in the financial services industry. Gerard has Series 6, 7, 63, and 66 securities licenses and is registered with the state of New York. Previously, Gerard worked at Royal Alliance Associates, Inc., Vanderbilt Securities, LLC, and Prime Capital Services, Inc. Gerard also offers financial planning and tax preparation services through his own firm, Executive Financial & Tax Planning Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (Hauppauge NY)
NY
11/06/2013 - 11/17/2022
ROYAL ALLIANCE ASSOCIATES, INC. (HAUPPAUGE NY)
NY
12/07/2006 - 11/08/2013
VANDERBILT SECURITIES, LLC (HAUPPAUGE NY)
NY
05/14/2003 - 12/07/2006
PRIME CAPITAL SERVICES, INC. (RONKONKOMA NY)
BOTH
Issued 11/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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