Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard John Kelly is a financial professional with over 35 years of experience in the securities industry. Gerard John Kelly is currently registered with Stifel, Nicolaus & Company, Inc. in Clearwater, FL. Prior to joining Stifel, Nicolaus & Company, Inc., Gerard John Kelly was registered with ROBERT W. BAIRD & CO. INCORPORATED, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC and THE OHIO COMPANY. Gerard John Kelly holds a Series 3, Series 7, Series 8, Series 9, Series 10, and Series 63 license. Gerard John Kelly is a dedicated professional who is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/06/2019 - Present
Stifel, Nicolaus & Company, Inc. (CLEARWATER FL)
FL
09/20/1993 - 03/06/2013
ROBERT W. BAIRD & CO. INCORPORATED (PALM HARBOR FL)
WI
01/11/2002 - 12/20/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
OH
02/02/1987 - 10/07/1993
THE OHIO COMPANY (CINCINNATI OH)
NA
09/26/1986 - 12/22/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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