Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Nieters is a registered representative with Principal Securities, Inc. located in CHARLOTTE, NC. Gerard is a veteran financial professional with over 20 years of experience in the industry. Gerard has a wide range of experience and holds several licenses including Series 6, 7, 63, and 65. Gerard is a member of the North Carolina Securities Division. In addition to his work with Principal Securities, Inc., Gerard has also been involved in other business ventures, including real estate investment and health insurance sales. Gerard is dedicated to providing clients with comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
03/08/2021 - Present
Principal Securities, Inc. (CHARLOTTE NC)
NY
04/08/2002 - 12/08/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 10/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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