Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Guertin is a financial advisor with over 20 years of experience in the financial services industry. Gerard has a strong background in providing financial advice and portfolio management to individuals and corporations. Gerard is currently an Investment Advisor Representative with Roffman Miller Associates Inc., a Registered Investment Advisor. In addition to his professional experience, Gerard holds a Series 7, 63, 65, 4 and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
09/02/2016 - Present
Roffman Miller Associates Inc. (Philadelphia PA)
PA
12/21/2012 - 07/08/2016
CHARLES SCHWAB & CO., INC. (YARDLEY PA)
PA
08/05/2010 - 12/17/2012
LPL FINANCIAL LLC (NORTH WALES PA)
PA
09/29/2008 - 07/26/2010
CCO INVESTMENT SERVICES CORP. (WYNNEWOOD PA)
PA
04/12/2004 - 10/02/2008
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
ME
04/18/2001 - 03/31/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
10/11/2000 - 03/16/2001
REGIONAL BROKERS, INC. (JAMISON PA)
PA
02/23/1999 - 09/26/2000
FISERV SECURITIES, INC. (PHILADELPHIA PA)
IA
Issued 12/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/10/1999
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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