Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Miles is a financial professional with over 7 years of experience in the financial services industry. Gerard holds the Series 6, 7, 63, and 66 licenses and is registered to provide securities and investment advisory services in 52 states. Gerard is a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is currently located at their Brooklyn, New York office. Previously, Gerard was employed with PROEQUITIES, INC., in Cincinnati, Ohio from 2016-2018. Gerard specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BROOKLYN NY)
OH
09/30/2016 - 10/09/2018
PROEQUITIES, INC. (CINCINNATI OH)
BOTH
Issued 12/08/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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