Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Domenic Ciccio is a financial advisor with over 40 years of experience in the financial services industry. Gerard has been registered with Morgan Stanley since June of 2009 and previously worked at Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gerard has a wide range of experience in the financial services industry, including investment advisory, securities brokerage, and investment banking. Gerard holds the Series 4, 7, 63, and 65 licenses, and the SIE exam. Gerard provides a variety of financial services to individuals, families, and businesses, including investment management, financial planning, retirement planning, and estate planning.
PALM BEACH GARDEN, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
WEALTHPENN.COMLLC (PALM BEACH GARDEN FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALM BEACH GARDENS FL)
NY
03/10/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/17/1982 - 02/24/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/03/1981 - 03/30/1982
BEAR, STEARNS & CO.
NA
02/07/1980 - 09/10/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/25/1979 - 12/09/1979
FIRST JERSEY SECURITIES, INC.
IA
Issued 9/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/15/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 7/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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