Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Anthony Rocchi is an investment advisor representative registered with Eagle Strategies LLC. Gerard has been in the financial services industry since 1988 and has held positions at NYLIFE Distributors LLC, PhoenixLink Investments Inc., W. S. Griffith & Co., Inc., GEICO Investment Services Company, Monarch Financial Services, Inc., and Monarch Securities, Inc. Gerard is licensed to provide investment advisory services in Connecticut and New York. Gerard specializes in providing financial planning, pension consulting, and portfolio management for individuals and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/30/2024 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
03/01/2010 - 07/19/2013
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
CT
06/07/1999 - 11/02/1999
PHOENIXLINK INVESTMENTS INC. (EAST HARTFORD CT)
CT
12/03/1990 - 10/29/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
02/01/1990 - 12/18/1990
GEICO INVESTMENT SERVICES COMPANY
NA
03/23/1989 - 12/18/1990
MONARCH FINANCIAL SERVICES, INC.
NA
10/19/1988 - 12/01/1990
MONARCH SECURITIES, INC.
IA
Issued 08/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gerard Rocchi is the right advisor for you? Invested Better is here to help.
