Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Anthony Baker is a financial professional with over 39 years of experience in the industry. He is currently registered with FHN Financial Securities Corp. in New York, NY and holds several industry licenses including Series 7, 52TO, 53, 63, and 79TO. Gerard has a strong background in the financial services industry, having previously worked at firms such as Citigroup Global Markets Inc. and Lehman Brothers Inc. He is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/13/2023 - Present
FHN Financial Securities Corp. (NEW YORK NY)
NY
09/27/1993 - 06/14/2023
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
06/20/1984 - 09/27/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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