Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerard? Claim Your ProfileGerard Klingman is a financial advisor with over 30 years of experience in the industry. Gerard currently works as a Registered Investment Advisor at Klingman AND Associates, LLC, where he provides financial planning and portfolio management services to individual and institutional clients. Prior to that, Gerard was a Registered Representative at Raymond James Financial Services, Inc. and Northwestern Mutual Investment Services, LLC. Gerard holds Series 7, 8, 63 and 65 licenses and has earned the Certified Financial Planner and Chartered Financial Consultant designations. He is also a licensed insurance agent. Gerard has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/02/2007 - Present
Klingman AND Associates, LLC (NEW YORK NY)
NY
01/06/2006 - 07/10/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
WI
02/19/1987 - 01/06/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
10/14/1986 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
10/19/1983 - 10/28/1986
FIRST ALBANY CORPORATION
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Gerard Klingman is the right advisor for you? Invested Better is here to help.
