Unclaimed
Geralyn Guay is a registered representative with Cetera Investment Services LLC in Spokane, WA. She has been in the financial services industry since December 6, 1999. Gerelyn is licensed to sell securities in Washington. She has passed the Series 6, 7, and 63 exams as well as the Securities Industry Essentials Exam (SIE). Gerelyn has been with Cetera Investment Services since May 10, 2000. Prior to that, she worked at BISYS Brokerage Services, Inc. in St. Cloud, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
05/10/2000 - Present
Cetera Investment Services LLC (SPOKANE WA)
MN
12/07/1999 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
BC
Issued 08/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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