Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geraldo? Claim Your ProfileGeraldo Xavier Perez is a financial professional with over 10 years of experience in the industry. Geraldo is currently registered with Siebert Williams Shank & CO., LLC and holds Series 7, 52, 63, and SIE licenses. Geraldo previously worked at LPL FINANCIAL LLC, BROAD STREET SECURITIES GROUP, LLC, TSB SECURITIES, INC., and FIDELITY BROKERAGE SERVICES LLC. Geraldo is registered in Colorado and Texas and is actively pursuing opportunities to support clients in those regions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/16/2017 - Present
Siebert Williams Shank & CO., LLC (SAN ANTONIO TX)
TX
09/20/2013 - 11/18/2013
LPL FINANCIAL LLC (SAN ANTONIO TX)
NY
04/27/2011 - 08/10/2011
BROAD STREET SECURITIES GROUP, LLC (NEW YORK NY)
TX
05/15/2001 - 03/14/2002
TSB SECURITIES, INC. (MCALLEN TX)
RI
11/07/2000 - 01/02/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/23/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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