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Geraldo Galindo

Casey Securities LLC

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About Geraldo Galindo

Geraldo Galindo is a registered representative with Casey Securities LLC. Geraldo has been in the securities industry for over 15 years and holds the Series 7, SIE and Series 57TO licenses. Geraldo has previously been employed with RFA Securities LLC, TJM Investments, LLC, and Lakeshore Securities, L.P.

Firm Information

Geraldo Galindo is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geraldo Galindo’s Registration & Firm History

CA

04/19/2024 - Present

Casey Securities LLC (GREENBRAE CA)

PA

08/31/2021 - 07/29/2024

RFA SECURITIES LLC (PHILADELPHIA PA)

CA

07/25/2022 - 09/13/2022

CASEY SECURITIES LLC (GREENBRAE CA)

IL

06/17/2020 - 08/13/2021

TJM INVESTMENTS, LLC (Chicago IL)

IL

04/09/2012 - 07/01/2020

TRINITY EXECUTIONS, LLC (CHICAGO IL)

IL

03/23/2020 - 04/01/2020

TJM INVESTMENTS, LLC (CHICAGO IL)

IL

04/24/2008 - 02/23/2012

LAKESHORE SECURITIES, L.P. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Geraldo Galindo.
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