Unclaimed
Geraldo Galindo is a registered representative with Casey Securities LLC. Geraldo has been in the securities industry for over 15 years and holds the Series 7, SIE and Series 57TO licenses. Geraldo has previously been employed with RFA Securities LLC, TJM Investments, LLC, and Lakeshore Securities, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/19/2024 - Present
Casey Securities LLC (GREENBRAE CA)
PA
08/31/2021 - 07/29/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
07/25/2022 - 09/13/2022
CASEY SECURITIES LLC (GREENBRAE CA)
IL
06/17/2020 - 08/13/2021
TJM INVESTMENTS, LLC (Chicago IL)
IL
04/09/2012 - 07/01/2020
TRINITY EXECUTIONS, LLC (CHICAGO IL)
IL
03/23/2020 - 04/01/2020
TJM INVESTMENTS, LLC (CHICAGO IL)
IL
04/24/2008 - 02/23/2012
LAKESHORE SECURITIES, L.P. (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
Not sure Geraldo Galindo is the right advisor for you? Invested Better is here to help.