Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geraldine? Claim Your ProfileGeraldine Parrott is an investment advisor representative at Harbour Investments, Inc. Geraldine has been in the industry since September 20, 1983. Geraldine is also a registered representative. Geraldine holds licenses to conduct business in Arizona, California, Minnesota, New York, Wisconsin and Wyoming. Geraldine is a Certified Financial Planner. Geraldine has been with Harbour Investments, Inc. since October 2011. Previously, Geraldine worked at Century Securities Associates, Inc., Stifel, Nicolaus & Company, Incorporated, RBC Dain Rauscher Inc., Dain Rauscher Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
10/20/2011 - Present
Harbour Investments, Inc. (Madison WI)
WI
09/23/2009 - 10/25/2011
CENTURY SECURITIES ASSOCIATES, INC. (MADISON WI)
WI
07/01/2004 - 09/23/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MADISON WI)
NY
03/02/1998 - 07/26/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
04/06/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
07/18/1986 - 04/14/1992
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
09/21/1983 - 07/31/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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