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Geraldine Jean Nappi

Joseph Gunnar & Co. LLC

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About Geraldine Jean Nappi

Geraldine Jean Nappi is a registered representative with Joseph Gunnar & Co. LLC and has been in the financial industry since 1988. Geraldine has a wide range of experience and holds multiple licenses, including Series 7, Series 24, Series 55, and Series 57TO. Geraldine has previously worked at MetLife Securities Inc., AM Capital LLC, Mayer & Schweitzer, Inc., and Ladenburg, Thalmann & Co., Inc.. She is also registered in the state of New York and is currently located in the Uniondale branch office of Joseph Gunnar & Co. LLC.

Firm Information

Geraldine Nappi is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Geraldine Nappi’s Registration & Firm History

NY

09/01/2010 - Present

Joseph Gunnar & Co. LLC (UNIONDALE NY)

NY

12/25/2008 - 07/30/2010

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

07/09/1999 - 01/04/2007

AM CAPITAL LLC (NEW YORK NY)

CT

04/06/1987 - 07/01/1998

MAYER & SCHWEITZER, INC. (STAMFORD CT)

NA

05/16/1985 - 03/20/1987

LADENBURG, THALMANN & CO., INC.

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Licenses & Designations

BC

Issued 11/04/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Geraldine Jean Nappi.
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