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Geraldine Dominique Garza

Citizens Securities, Inc.

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About Geraldine Dominique Garza

Geraldine Dominique Garza is a financial professional with over 15 years of experience in the financial services industry. Geraldine is currently a registered representative with Citizens Securities, Inc. Prior to joining Citizens Securities, Inc., Geraldine was with First Republic Securities Company, LLC and Banc of America Investment Services, Inc. Geraldine is a Series 6, 7, and 63 licensed professional. Geraldine's experience and qualifications enable her to provide a wide range of financial services to individuals, businesses, and institutions.

Firm Information

Geraldine Garza is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Geraldine Garza’s Registration & Firm History

CA

06/28/2023 - Present

Citizens Securities, Inc. (SAN FRANCISCO CA)

CA

07/07/2011 - 07/03/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)

CA

07/27/2004 - 08/17/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS GATOS CA)

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Licenses & Designations

BC

Issued 09/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2011

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geraldine Dominique Garza.
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