Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geraldine? Claim Your ProfileGeraldine Card Maxfield is a financial advisor with over 30 years of experience in the industry. Geraldine is currently registered with PNC Investments, which is based in Pittsburgh, Pennsylvania. PNC Investments specializes in providing a variety of investment advisory services to individuals, businesses, and institutions. Geraldine holds Series 7 and Series 63 licenses and is a licensed Investment Advisor Representative. Geraldine has a long history of working with clients in Kingwood, Texas and has a strong understanding of their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
11/07/2022 - Present
PNC Investments (KINGWOOD TX)
TX
07/28/2017 - 11/09/2022
WELLS FARGO CLEARING SERVICES, LLC (KINGWOOD TX)
TX
10/01/2012 - 08/08/2017
J.P. MORGAN SECURITIES LLC (KINGWOOD TX)
TX
12/16/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (KINGWOOD TX)
MA
11/22/2002 - 01/14/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
03/01/1999 - 11/21/2002
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
11/24/1997 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
MO
07/18/1996 - 03/21/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CA
04/01/1996 - 07/17/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
12/15/1994 - 04/01/1996
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
11/13/1991 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
IA
Issued 04/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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