Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geraldine? Claim Your ProfileGeraldine Anne Spinella is a financial advisor with over 40 years of experience in the financial industry. Currently, Geraldine works as a registered representative for Raymond James & Associates, Inc. Previously, Geraldine was a registered representative for RAYMOND JAMES FINANCIAL SERVICES, INC., JANNEY MONTGOMERY SCOTT LLC, WOLFF INVESTMENT GROUP INCORPORATED, BAIRD, PATRICK & CO., INC., WILLIAM C. M. KIVLAN, STABB & MONTAGU LTD, WALTER CAPITAL CORPORATION, NORTH HILLS INVESTORS, INC., and NORBAY SECURITIES INC. Geraldine is licensed to provide financial services in Colorado, Connecticut, Florida, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2023 - Present
Raymond James & Associates, Inc. (Garden City NY)
NY
07/09/2010 - 07/27/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
10/23/1998 - 07/30/2010
JANNEY MONTGOMERY SCOTT LLC (GARDEN CITY NY)
NY
01/29/1991 - 11/03/1998
WOLFF INVESTMENT GROUP INCORPORATED (NEW YORK NY)
NJ
05/08/1984 - 01/08/1991
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
10/25/1983 - 08/20/1986
WILLIAM C. M. KIVLAN, STABB & MONTAGU LTD
NA
10/15/1983 - 11/17/1983
WALTER CAPITAL CORPORATION
NA
08/20/1982 - 11/01/1983
NORTH HILLS INVESTORS, INC.
NA
03/03/1982 - 07/30/1982
NORBAY SECURITIES INC.
BC
Issued 02/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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