Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geraldine? Claim Your ProfileGeraldine Ann Schuhmann is a financial advisor currently registered with LPL Financial LLC. Geraldine has been in the financial services industry since 1993. Geraldine has a total of 5 approved state registrations. Geraldine is also registered with the states of Minnesota and Washington as an Investment Advisor Representative. Geraldine has a total of 3 product exams including the Series 7 and Series 6 exams and the SIE exam. Geraldine is also a Chartered Financial Consultant. In addition to her work with LPL Financial LLC, Geraldine is also involved with Walter Schuhmann Family Farm and "The Nickerson Apartments", both of which are real estate rental businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
02/14/2018 - Present
LPL Financial LLC (SEATTLE WA)
WA
09/01/2016 - 02/14/2018
INVEST FINANCIAL CORPORATION (KENT WA)
WA
07/18/2012 - 09/01/2016
PLANMEMBER SECURITIES CORPORATION (SEATTLE WA)
WA
04/29/2004 - 07/19/2012
INVEST FINANCIAL CORPORATION (FEDERAL WAY WA)
CA
12/09/1998 - 05/04/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
IN
07/09/1997 - 12/08/1998
CFD INVESTMENTS, INC. (KOKOMO IN)
MA
04/10/1997 - 07/08/1997
PNMR SECURITIES, INC. (BOSTON MA)
IN
03/12/1996 - 04/15/1997
CFD INVESTMENTS, INC. (KOKOMO IN)
NY
08/18/1993 - 03/08/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/18/1993 - 03/08/1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/18/1993 - 03/08/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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