Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Zelko is a financial advisor with over 30 years of experience in the industry. Gerald has been registered with Wells Fargo Clearing Services, LLC since 2007. Prior to that, Gerald was registered with UBS Financial Services Inc. from 1995 to 2007, Smith Barney Inc. from 1993 to 1995, and Lehman Brothers Inc. from 1992 to 1993. Gerald has a wide range of experience in the financial services industry and holds multiple licenses and certifications including the Series 3, 7, 63, and 65, as well as the SIE exam. Gerald is also a Certified Financial Planner. Gerald is actively registered with the states of Texas, California, and other states. Gerald is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/16/2023 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
12/18/1995 - 02/28/2007
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
NY
07/31/1993 - 12/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
12/07/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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