Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald William Wunderlich is a financial advisor with over 39 years of experience in the industry. Gerald is registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since October 1988. Previously, Gerald was a registered representative with NEWHARD, COOK & CO. INCORPORATED and SLAYTON,PONTUIS & CO.,INC. Gerald holds Series 7, 9, 10, 24, 63 and 65 securities licenses. He has also passed the Securities Industry Essentials (SIE) exam. Gerald is a registered investment advisor in Illinois, Missouri, Ohio and Texas. Gerald specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations and insurance companies. He is also experienced in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (ALTON IL)
NA
09/15/1987 - 11/07/1988
NEWHARD, COOK & CO. INCORPORATED
NA
06/04/1984 - 09/21/1987
SLAYTON,PONTUIS & CO.,INC.
IA
Issued 12/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/02/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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