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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Wallace is a financial advisor with over 28 years of experience in the industry. Gerald William Wallace is registered with LPL Financial LLC, and has been with the firm since November 2005. He has an extensive history in the financial services industry, having previously worked with several well-known firms including WM Financial Services, Inc., Savoy Discount Brokerage, Olde Discount Corporation, New England Securities, A. G. Edwards & Sons, Inc., and The Stuart-James Company, Incorporated. Gerald Wallace has passed the Series 7, Series 24, Series 63 and Series 65 exams. He is currently registered in 8 states, including Arizona, California, Colorado, Idaho, Oregon, Virginia, and Washington. Gerald Wallace specializes in providing investment advice and financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
04/26/2006 - Present
LPL Financial LLC (LYNNWOOD WA)
CA
09/04/1997 - 12/01/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
WA
05/10/1996 - 06/11/1997
SAVOY DISCOUNT BROKERAGE (SEATTLE WA)
MI
03/29/1995 - 05/18/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
01/27/1995 - 03/24/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
MO
05/24/1989 - 07/10/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CO
06/22/1988 - 04/25/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 04/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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