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Gerald Warren Seigel

Aegis Capital Corp.

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About Gerald Warren Seigel

Gerald Seigel is a registered representative of Aegis Capital Corp. and has been in the securities industry since 1968. Gerald has experience with a variety of investment products and services, including financial planning, portfolio management for businesses, and portfolio management for individuals. Gerald is also registered with the following states: California, Connecticut, Florida, Indiana, Massachusetts, New York, Ohio, Tennessee, and Wisconsin.

Firm Information

Gerald Seigel is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gerald Seigel’s Registration & Firm History

NY

09/01/2022 - Present

Aegis Capital Corp. (NEW YORK NY)

FL

04/29/2010 - 06/17/2015

JHS CAPITAL ADVISORS, LLC (SARASOTA FL)

FL

09/04/2009 - 04/30/2010

ANCORA SECURITIES, INC. (SARASOTA FL)

FL

07/31/1993 - 03/17/2008

CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)

NY

07/16/1990 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

11/18/1983 - 07/17/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

02/08/1977 - 01/30/1984

E. F. HUTTON & COMPANY INC

NA

09/11/1968 - 03/14/1977

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 08/17/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1988

PC - AMEX Put and Call Exam

BC

Issued 09/19/1968

Series 000 - General Securities Principal Examination

BC

Issued 09/06/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Gerald Warren Seigel. Review regulatory record here.
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