Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Trent Mattingly is a financial advisor with over 25 years of experience in the financial services industry. Gerald has a Series 6, 7, 63, 65, 24, 26, 9, 10 and SIE license and has worked with various firms, including PNC Investments, BBVA Securities Inc., and Chase Investment Services Corp. Currently, Gerald is an Investment Advisor Representative with Frost Investment Services. Gerald specializes in providing financial advice and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
05/25/2023 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
08/23/2021 - 06/02/2023
PNC INVESTMENTS (THE WOODLANDS TX)
TX
05/16/2013 - 08/23/2021
BBVA SECURITIES INC. (SPRING TX)
TX
12/03/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
07/26/2006 - 08/23/2007
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
09/07/2004 - 06/16/2006
COMPASS BROKERAGE, INC. (HOUSTON TX)
PA
01/01/2004 - 08/27/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
12/10/2001 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NC
02/14/2000 - 12/20/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
10/26/1999 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NJ
10/12/1998 - 10/06/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
07/14/1994 - 10/01/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/14/1994 - 10/01/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 12/08/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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