Unclaimed
Gerald Thaddeus Faller is a financial advisor registered with Lincoln Investment in CRANFORD, NJ. Gerald Faller has been in the industry since June 28, 1985. The advisor has a variety of licenses and certifications including Series 6, Series 26, Series 51, Series 63, and SIE. Gerald Faller's current employer is Lincoln Investment, which is a broker-dealer with a strong focus on providing financial advice and investment services to individuals, families, and businesses. Gerald Faller has worked for several other companies in the past including The Faller Company, Inc. and The Great-West Life Assurance Company. Gerald Faller specializes in providing a range of services including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/01/2008 - Present
Lincoln Investment (CRANFORD NJ)
NJ
10/27/1999 - 10/03/2008
THE FALLER COMPANY, LLC (EAST BRUNSWICK NJ)
NJ
07/14/1992 - 06/24/1999
THE FALLER COMPANY, INC. (EAST BRUNSWICK NJ)
CO
11/29/1996 - 12/13/1996
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
11/01/1988 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NA
08/02/1984 - 04/07/1988
HIGHAM-WHITRIDGE SECURITIES, INC.
BC
Issued 08/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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