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Gerald Rosenfeld

Lazard Freres & Co. LLC

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About Gerald Rosenfeld

Gerald Rosenfeld is a financial professional with over 40 years of experience in the industry. He has held positions with several prominent firms, including Lazard Freres & Co. LLC, Rothschild Inc., and Salomon Brothers Inc. Currently, Gerald is registered with Lazard Freres & Co. LLC as a Registered Representative, offering investment banking services. He is also registered in both New York and Texas.

Firm Information

Gerald Rosenfeld is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Rosenfeld’s Registration & Firm History

NY

02/23/2011 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

01/12/2001 - 02/14/2011

ROTHSCHILD INC. (NEW YORK NY)

NY

07/30/1999 - 05/11/2000

IRR ADVISERS LLC (NEW YORK NY)

NY

04/02/1998 - 01/19/1999

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

NY

03/11/1992 - 04/06/1998

LAZARD FRERES & CO. LLC (NEW YORK NY)

MD

05/08/1989 - 03/09/1992

BT SECURITIES CORPORATION (BALTIMORE MD)

NA

12/19/1979 - 03/23/1988

SALOMON BROTHERS INC.

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Licenses & Designations

BC

Issued 06/29/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerald Rosenfeld.
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