Unclaimed
Gerald Rosenfeld is a financial professional with over 40 years of experience in the industry. He has held positions with several prominent firms, including Lazard Freres & Co. LLC, Rothschild Inc., and Salomon Brothers Inc. Currently, Gerald is registered with Lazard Freres & Co. LLC as a Registered Representative, offering investment banking services. He is also registered in both New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/23/2011 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
01/12/2001 - 02/14/2011
ROTHSCHILD INC. (NEW YORK NY)
NY
07/30/1999 - 05/11/2000
IRR ADVISERS LLC (NEW YORK NY)
NY
04/02/1998 - 01/19/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
NY
03/11/1992 - 04/06/1998
LAZARD FRERES & CO. LLC (NEW YORK NY)
MD
05/08/1989 - 03/09/1992
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
12/19/1979 - 03/23/1988
SALOMON BROTHERS INC.
BC
Issued 06/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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