Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Hayton is a financial advisor with over 40 years of experience in the financial services industry. Gerald is currently registered with LPL Financial LLC and has been with the firm since June 2009. Previously, Gerald was associated with Citigroup Global Markets Inc. and Dean Witter Reynolds Inc. Gerald specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, businesses, and charitable organizations. Gerald is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, SIE, and PC licenses. Gerald has an active registration in 19 states and is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2012 - Present
LPL Financial LLC (VISALIA CA)
CA
07/03/1997 - 06/16/2009
CITIGROUP GLOBAL MARKETS INC. (VISALIA CA)
NY
02/24/1978 - 06/05/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/02/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
BC
Issued 02/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1977
PC - AMEX Put and Call Exam
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gerald Hayton is the right advisor for you? Invested Better is here to help.
