Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Nowotny is a financial professional with over 20 years of experience in the industry. Gerald is currently registered with Innovation Partners LLC and has been in this role since June 2010. Gerald holds Series 6, Series 22, Series 63 and SIE licenses. Gerald has previously been registered with several other firms, including Royal Alliance Associates, Inc., United Securities Alliance, Inc., PFG Distribution Company, Marsh Insurance & Investments Corporation, MML Distributors, LLC, Mutual Service Corporation, USLIFE Equity Sales Corp., New England Securities, Equity Services, Inc., and Cigna Securities, Inc. Gerald provides financial planning, pension consulting, and consulting services to qualified retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
06/21/2010 - Present
Innovation Partners LLC (CHARLOTTE NC)
CT
03/01/2007 - 06/16/2010
ROYAL ALLIANCE ASSOCIATES, INC. (AVON CT)
CT
09/10/2004 - 03/01/2007
UNITED SECURITIES ALLIANCE, INC. (AVON CT)
PA
02/20/2004 - 06/29/2004
PFG DISTRIBUTION COMPANY (PHILADELPHIA PA)
NY
01/07/2002 - 05/06/2003
MARSH INSURANCE & INVESTMENTS CORPORATION (NEW YORK NY)
MA
04/24/2001 - 10/30/2001
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
01/30/1995 - 12/31/1995
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
04/29/1994 - 02/01/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
02/08/1993 - 03/14/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
VT
02/02/1990 - 12/31/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
PA
02/24/1988 - 11/27/1989
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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