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Gerald Raymond Conn

D.a. Davidson & Co.

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About Gerald Raymond Conn

Gerald Raymond Conn is a financial advisor with over 40 years of experience in the industry. Gerald is currently registered with D.A. Davidson & Co. in Georgetown, Kentucky. Gerald has a strong background in financial planning and portfolio management for individuals, corporations, and businesses. Previously, Gerald worked for Raymond James & Associates, Inc. for 17 years, Wachovia Securities, LLC for 3 years and Wells Fargo Investments, LLC. Gerald has a wide range of experience in helping clients achieve their financial goals and has a strong reputation for providing excellent customer service.

Firm Information

Gerald Conn is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gerald Conn’s Registration & Firm History

KY

09/26/2022 - Present

D.a. Davidson & Co. (Georgetown KY)

CA

12/02/2005 - 09/13/2022

RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)

CA

04/30/2002 - 12/06/2005

WACHOVIA SECURITIES, LLC (ANAHEIM CA)

CA

07/11/2001 - 01/22/2002

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

08/18/2000 - 07/11/2001

WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)

NY

10/21/1998 - 10/03/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

02/20/1996 - 09/25/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

08/26/1993 - 11/21/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MO

09/04/1990 - 08/30/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

04/10/1989 - 09/04/1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

03/06/1986 - 04/06/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

06/07/1982 - 03/12/1986

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

05/23/1980 - 05/24/1981

WAGENSELLER & DURST, INC.

NA

06/03/1977 - 03/01/1978

BLYTH EASTMAN DILLON & CO. INCORPORATED

NA

06/22/1973 - 06/21/1977

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

04/13/1970 - 07/18/1973

MITCHUM, JONES & TEMPLETON INCORPORATED

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Licenses & Designations

IA

Issued 02/28/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/18/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/23/1990

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 06/30/1982

Series 24 - General Securities Principal Examination

BC

Issued 06/19/1982

Series 12 - NYSE Branch Manager Examination

BC

Issued 09/13/1977

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1987

Series 3 - National Commodity Futures Examination

BC

Issued 09/02/1977

PC - AMEX Put and Call Exam

BC

Issued 03/23/1970

Series 000 - General Securities Principal Examination

BC

Issued 03/23/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Gerald Raymond Conn. Review regulatory record here.
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