Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Walters is a financial advisor with over 40 years of experience in the financial services industry. Gerald is currently registered with UBS Financial Services Inc. and holds Series 63, 66 and 7 securities licenses. Gerald is also a Registered Representative of FINRA. Gerald is located in ROCKY RIVER, OH. Previously, Gerald was a Registered Representative at McDonald Investments Inc. and Paine, Webber, Jackson & Curtis Inc. Gerald specializes in working with individuals, businesses, high net worth individuals, corporations, other businesses, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
02/09/2007 - Present
UBS Financial Services Inc. (ROCKY RIVER OH)
OH
05/13/1981 - 02/09/2007
MCDONALD INVESTMENTS INC. (ROCKY RIVER OH)
NA
01/31/1980 - 06/08/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
05/01/1979 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BOTH
Issued 01/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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