Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald R Obando abad is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Newport Beach, CA. Gerald has been in the industry since September 9, 2007. Gerald holds the Series 66 license along with the Series 7 and SIE licenses. Gerald's previous employment includes JPMorgan Chase Bank NA, Morgan Stanley, and Citigroup Global Markets Inc. Gerald has a long and varied career in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
01/03/2014 - 03/27/2024
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
06/01/2009 - 01/13/2014
MORGAN STANLEY (LOS ANGELES CA)
CA
08/22/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BOTH
Issued 11/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2015
Series 4 - Registered Options Principal Examination
BC
Issued 09/26/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/17/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gerald Obando abad is the right advisor for you? Invested Better is here to help.
