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Gerald Paul Pizzemento

Purshe Kaplan Sterling Investments

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About Gerald Paul Pizzemento

Gerald Paul Pizzemento is a registered representative with Purshe Kaplan Sterling Investments. Gerald Paul Pizzemento has been in the securities industry since October 6, 2016. Gerald Paul Pizzemento holds the Series 99 and SIE licenses.

Firm Information

Gerald Pizzemento is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Pizzemento’s Registration & Firm History

NY

10/07/2016 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerald Paul Pizzemento.
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